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UNITED STATES
SAFETY AND EXCHANGES COMMISSION
Washington, D.C. 20549
_____________________
Form 8-K
_____________________
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Report date (date of first reported event): February 3, 2022
SLR SENIOR INVESTMENT CORP.
(Exact name of the holder as specified in the charter)
| Maryland | 814-00849 | 27-4288022 |
| (State or other jurisdiction of incorporation) | (commission file number) | (IRS Employer Identification Number) |
| 500 Park Avenue, New York, NY 10022 |
| (Address of main executive offices) (Postal code) |
(212) 993-1670
(Telephone number of holder, including area code)
(Former name or address, if changed since last report)
| Check the appropriate box below if the filing of Form 8-K is intended to concurrently satisfy the filer’s filing obligation under any of the following provisions: | ||
| [ ] | Written communications pursuant to Rule 425 of the Securities Act (17 CFR 230.425) | |
| [ ] | Solicit material in accordance with Rule 14a-12 of the Exchange Act (17 CFR 240.14a-12) | |
| [ ] | Pre-opening communications pursuant to Rule 14d-2(b) of the Exchange Act (17 CFR 240.14d-2(b)) | |
| [ ] | Pre-opening communications pursuant to Rule 13e-4(c) of the Exchange Act (17 CFR 240.13e-4(c)) | |
Indicate with a check mark whether the registrant is an emerging growth company within the meaning of Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b -2) . Growing emerging company [ ]
If the company is an emerging growth company, indicate with a check mark whether the registrant has elected not to use the extended transition period to comply with new or revised financial accounting standards under the section 13(a) of the Exchange Act. [ ]
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange listed on |
| Common shares, par value $0.01 per share | SUNS | The NASDAQ Global Select market |
Item 7.01. FD Regulation Disclosure.
On February 3, 2022, SLR Senior Investment Corp. issued a press release, the text of which is attached hereto as Exhibit 99.1.
Information disclosed pursuant to this Section 7.01, including Exhibit 99.1 hereto, is furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 and shall not be deemed incorporated by reference in any filing made under the Securities Act of 1933, except as expressly set forth by specific reference in such filing.
Section 9.01. Financial statements and supporting documents.
(a) Not applicable.
(b) Not applicable.
(c) Not applicable.
(d) Exhibits.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
| SLR SENIOR INVESTMENT CORP. | ||
| Date: February 3, 2022 | Through: | /s/ Richard L. Peteka |
| Richard L. Peteka | ||
| Secretary | ||
PART 99.1
SLR Senior Investment Corp. announces monthly distribution of $0.10 per share for February 2022
NEW YORK, 03 Feb. Aug. 2022 (GLOBE NEWSWIRE) — SLR Senior Investment Corp. (the “Company”) (NASDAQ: SUNS), today declared a distribution of $0.10 per share for the month of February 2022. The distribution is payable on March 1, 2022 to shareholders of record on February 17, 2022. Specific tax characteristics of the distribution will be communicated to shareholders on Form 1099 after the end of the calendar year.
ABOUT SLR SENIOR INVESTMENT CORP.
SLR Senior Investment Corp. is a closed-end investment company which has elected to be treated as a business development company under the Investment Companies Act 1940. A specialty finance company with expertise in several niche markets, the Company generally invests directly and indirectly in leveraged middle-market U.S. companies, primarily in the form of cash flow senior secured loans, including senior loans, and asset-based loans secured on a senior basis primarily by short-term assets.
FORWARD-LOOKING STATEMENTS
Statements included herein may constitute “forward-looking statements” that relate to future events or our future performance or financial condition. These statements are not guarantees of future performance, conditions or results and involve a number of risks and uncertainties, including the impact of COVID-19 and related changes in base interest rates and the significant market volatility on our business, our portfolio companies, our industry and the global economy. Actual results may differ materially from those in forward-looking statements due to a number of factors, including those described from time to time in our filings with the Securities and Exchange Commission. SLR Senior Investment Corp. does not undertake any obligation to update the forward-looking statements made herein, except as required by law.
Contact:
SLR Senior Investment Corp.
Investor Relations
646-308-8770
